James T. McHale left the role of Chief Compliance Officer at LPL Financial on November 4, 2026, according to AdvisorHub.
| Name | James T. McHale |
|---|---|
| Role | Chief Compliance Officer |
| Company | LPL Financial |
| Industry | Financial Services |
| Move | Departure |
| Date | November 4, 2026 |
| Source | AdvisorHub |
James T. McHale is leaving his post as Chief Compliance Officer of LPL Financial to join wealth management firm &Partners later this month as its chief risk and governance officer, AdvisorHub reported. McHale had joined LPL in 2023 after nearly ten years at Wells Fargo, where he became head of compliance for its Wealth and Investment Management division. LPL has tapped Mike Conley, a senior vice president of compliance, as interim chief compliance officer while it looks for a permanent successor. (Source: AdvisorHub.)
More legal leadership moves at LPL Financial
- Matthew Morningstar Named Group Managing Director and Chief Legal Officer of LPL Financial (December 5, 2025)
- Althea Brown Steps Down as Chief Legal Officer and Corporate Secretary of LPL Financial (June 3, 2025)
- Althea Brown Named Managing Director and Chief Legal Officer of LPL Financial (July 26, 2023)
Other general counsel moves in November 2026
- Timothy Bado Named Chief Compliance Officer of Momnt (November 3, 2026)
- Michael Sowers Named General Counsel of Insight Capital Solutions (November 3, 2026)
- David Lein Named Senior Vice President and General Counsel of Boston University (November 3, 2026)
- Amanda Meglemre Named General Counsel of LogicGate (November 3, 2026)
- Kimberly Paine Named Chief Legal Officer of OneTrust (November 3, 2026)
- Luis Machado Named Senior Vice President, Chief Legal Officer and Secretary of Herc Holdings (November 3, 2026)
- Morgan Fox Named Executive Vice President, Chief Legal Officer & Corporate Secretary of Fortune Brands Innovations (November 3, 2026)
- Allan Williams Named General Counsel and Corporate Secretary of Green Plains (November 2, 2026)
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Source: AdvisorHub. InhouseBlog summarizes publicly reported general counsel moves and links to the original report.
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